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Forms and Literature

The following forms and literature are available for download to help you learn more about the Advisor-Guided Plan as well as service your existing account. Please note that these forms are available in Adobe Acrobat (PDF) format. If you do not have the Adobe Acrobat Reader, please go to the Adobe website to download.

Please contact your financial advisor for new account applications.

On Course to College. Opens a PDF

Apr 01, 2016| PDF

Six ways to reach college savings goals with a 529 plan

Advisor-Guided Plan Brochure. Opens a PDF

Sep 30, 2016| PDF

Detailed overview of Plan features and benefits.

College Planning Essentials. Opens a PDF

Nov 07, 2016| PDF

This booklet is filled with easy-to-understand charts to help college savers overcome common myths and make well-informed savings and investment decisions.

529 plans and state tax benefits . Opens a PDF

Jun 30, 2016| PDF

Review and compare 529 state tax benefits by state.

Financial aid: myths and facts. Opens a PDF

Apr 30, 2016| PDF

Learn more about the financial aid process – including the truth about several myths

Evaluating 529 plan investment portfolios. Opens a PDF

Nov 24, 2014| PDF

Four key considerations when evaluating 529 portfolios

NY529 Monthly Performance Report. Opens a PDF

Jan 31, 2017| PDF

View recent performance information for all Advisor-Guided Plan investment options.

Account withdrawal guide. Opens a PDF

Oct 03, 2016| PDF

Q&A to help explain the process to withdrawal funds from Advisor-Guided Plan accounts.​

Advisor-Guided Plan Gift Coupons. Opens a PDF

Aug 22, 2012| PDF

Use these contribution coupons and gift certificate to make gift contributions to an existing Advisor-Guided Plan account. Call 1-800-774-2108 to order.

Advisor-Guided Plan Growth Chart. Opens a PDF

Aug 22, 2012| PDF

Encourage children to 'Let Dreams Take Flight' with this growth chart. Call 1-800-774-2108 to order.

Advisor-Guided Plan Disclosure Booklet. Opens a PDF

Sep 30, 2016| PDF

Information on the Plan's investments and rules. Read this carefully before opening an account.

NY529 General Enrollment Application. Opens</p>
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a PDF">

Apr 15, 2016| PDF

NY529 General Enrollment Application

NY529 Rollover Form. Opens a PDF

Mar 31, 2015| PDF

Use this form to initiate a direct rollover into your Advisor-Guided account from another 529 plan or an Education Savings Account....

NY529 Rights of Accumulation Form. Opens a PDF

Apr 14, 2015| PDF

Reduce sales charges associated with the purchase of qualifying units by aggregating your investments.

NY529 Additional Contribution Form. Opens a PDF

Nov 23, 2015| PDF

Use this form to make additional contributions by check

NY529 Automatic Investment Plan and Electronic Bank Transfer Form. Opens a PDF

Sep 10, 2015| PDF

Start, change, or stop automatic bank transfer contributions; add or change bank information for electronic contributions to your account.

NY529 Annual Exchange and Future Contribution (Allocation) Form. Opens a PDF

Apr 15, 2016| PDF

Move assets within your account to a different investment option or change investment options for future contributions.

NY529 Payroll Direct Deposit Form. Opens a PDF

Sep 10, 2015| PDF

NY529 Payroll Direct Deposit Form

NY529 Beneficiary Change Form. Opens a PDF

Apr 15, 2016| PDF

Change the beneficiary on an existing account or transfer a portion of the account assets to a new beneficiary's account.

NY529 Withdrawal Request Form. Opens a PDF

Nov 23, 2015| PDF

Request a withdrawal from an Advisor-Guided Plan account.

NY529 Account Information Change Form. Opens a PDF

Sep 10, 2015| PDF

Use this form to change personal information on your Advisor-Guided Plan account.

NY529 Broker Dealer Change Request Form. Opens a PDF

Sep 10, 2015| PDF

NY529 Broker Dealer Change Request Form

NY529 Employer Group Verification Form. Opens a PDF

Nov 06, 2015| PDF

NY529 Employer Group Verification Form

NY529 Account Owner Change Form. Opens a PDF

Sep 10, 2015| PDF

Use this form to transfer your entire Advisor-Guided Plan account balance to a new account owner.

NY529 Organization Resolution Form . Opens a PDF

Mar 31, 2015| PDF

NY529 Organization Resolution Form


Category: Advisor

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